Investor Profile

Determining what type of investor you are is as important as developing your investment strategy. Our brief questionnaire will help determine your investment profile, by asking some key questions about your objectives, including your time frame, risk tolerance, and required return potential -- all of which may be beneficial in building a suitable portfolio to meet your investment goals.

For each of the questions below, select the answer that best describes your situation. All questions require a response, however, only one timeframe is required for question 4.

1. Which one of the four choices below best describes your primary investment objectives?
Preserving principal and earning modest current income
Significant current income
Moderate growth of assets and generation of moderate current income
Significant growth of assets

2. How much will you rely on income generated by your investments?
I will be completely dependent on this income to meet current financial obligations.
I will be primarily dependent on this income to meet current financial obligations.
This will be one of several sources of income with which I will meet current financial obligations.
I will reinvest the income generated by my investments since I will not need it to meet current financial obligations.

3. Within the next 5 years, I will require a high level of current income (interest and dividends) from my investments.
Strongly agree
Agree
Neutral
Disagree
Strongly disagree

4. What specific financial goals do you have and how much time do you have to achieve them? (In terms of years.)
Saving for retirement  
Funding for education  
Long-term growth of assets  
Home purchase  
Estate preservation for heirs  
Current income  
Other  

5. How would you characterize your tolerance for investment risk?


1
3
5
7
10
Low risk tolerance
Low potential for return		 High risk tolerance
High potential for return

6. I am willing to tolerate sizable up-and-down swings in the return on my investments in order to seek a potential return higher than would normally be expected with more stable investments.
Strongly agree
Agree
Neutral
Disagree
Strongly disagree

7. If you owned a $100,000 portfolio that suddenly declined 15% in value ($15,000), which would best describe your response?
I would look for a way to invest even more to take advantage of a buying opportunity.
Because I am investing for long-term total returns, I would have little concern about the decline and take no action.
I would be somewhat concerned about the decline at first but I would not become uneasy or anxious.
Although I would take no action, I would become uneasy and anxious until my portfolio regained its value.
I would probably liquidate my account immediately so that I would not suffer a decline like that again.

8. My overall financial situation is:
Very stable
Somewhat stable
Neutral
Moderately unstable
Very unstable

9. What is your employment status?
Employed full-time
Retired
Not currently employed

10. With regard to the amount you would invest with us, what percent of your total investable assets does this represent?
Less than 15%
15% to 24%
25% to 49%
50% to 74%
75% or more


        

Effective January 31, 2011, the Fund's Form N-MFP filings will be made publicly available via the SEC website and can be obtained by clicking the following link: http://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0000864508&type=N-MFP&dateb=&count=20&scd=filings


Mutual funds, annuities, and other investments are:



  • not insured or guaranteed by the FDIC or by any other government agency or government sponsored agency of the federal government of any state;
  • not deposits, obligations of, or guaranteed by Cavanal Hill Investment Management, Inc., any affiliated bank or other affiliate
  • subject to investment risks, including possible loss of the principal amount invested


An investor should consider the fund's investment objectives, risks, and charges and expenses carefully before investing or sending money. This and other important information about the investment company can be found in the fund's prospectus. To obtain a prospectus, please call 1-800-762-7085. Please read the prospectus carefully before investing.



Distributor: BOSC, Inc., a subsidiary of BOK Financial Corp.